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Private Equity Compliance Professionals

Overview

Private equity firms must comply with a variety of U.S. federal laws and regulations, as well as with the rules of self-regulatory organizations. These laws, rules, and regulations pertain to a private equity (PE) firm’s valuation practices, existing compliance programs, regulatory filing obligations, and cybersecurity preparedness, among many other issues. Compliance professionals implement and manage compliance monitoring and reporting programs at private equity firms and their portfolio companies. Only a small number of compliance professionals work in private equity, but many more are employed in other industries such as pharmaceuticals, energy, and banking. 

Salary Range

$50,000 to $100,000+

Minimum Education Level

Bachelor's Degree

Certification/License

Recommended

Outlook

Faster than the Average
Personality Traits

Hands On

Problem-Solving

Realistic

Career Ladder
Chief Compliance Officer

Compliance Director

Compliance Officer

Senior Compliance Analyst

Compliance Analyst