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Mutual Fund Compliance Professionals

Employment Prospects


In 2018, there were 9,599 mutual fund companies, according to the market research group Statista. Industry leaders include Black Rock Funds, The Vanguard Group, State Street Global Advisors, Fidelity Investments, JPMorgan, PIMCO, and Capital Group. Compliance professionals work in many other industries—ranging from health care and pharmaceuticals, to energy and telecommunications. They are also employed by government agencies such as the Securities & Exchange Commission.

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