Skip to Main Content

Home Explore Careers

Financial Services Brokers

Unions and Associations

Financial services brokers are not members of unions. Several professional organizations provide useful resources to brokers. The CFA Institute offers certification and continuing education. The Financial Industry Regulatory Authority is the "largest independent regulator for all securities firms doing business in the United States." The Securities Industry and Financial Markets Association is a membership organization for financial firms, and it provides continuing education opportunities to financial industry professionals.

Join Vault Gold to unlock this premium content

Earnings - Outlook - Resources & Associations and more

Submit a Review and Get 7 FREE DAYS of Vault Gold

Are you a student? You may have FREE access.

Vault partners with thousands of colleges, universities and academic institutions to provide students with FREE access to our premium content. To determine if your school is a partner, please enter your school email address below.

Related Professions