Job Survey: Sr. Compliance Officer

This Sr. Compliance Officer career survey is just one of 1000s of exclusive career surveys available on Vault. Find out what it's actually like on the job with Vault's job surveys. Read all Vault Career Surveys for the inside scoop on specific jobs Read Vault Employee Surveys for the inside scoop on specific employers Read Vault Student/Alumni Surveys for the inside scoop on colleges and grad schools

Location: Houston, TX Company: AIG Experience: Mid-level Highest Level of Education: MBA

Job Responsibilities Investigations. Conduct investigations of representative's business when 'red flagged' by Exception Reports, Account Reviews, Operations, Field Education & Review; Write letters to representatives requesting more information; Compliance Support' Answer questions and provide guidelines to representatives regarding rules, regulations and company policies. Job Requirements BA, MBA, Relevant Series licenses: 7,63,24,53. Uppers Project oriented work; Investigations. Downers Too much travel at times. Lifestyle Business casual. Compensation $65,000. Advice to Jobseekers Great career if you already have experience in the financial industry. This Sr. Compliance Officer career survey is just one of 1000s of exclusive career surveys available on Vault. Find out what it's actually like on the job with Vault's job surveys. Read all Vault Career Surveys for the inside scoop on specific jobs Read Vault Employee Surveys for the inside scoop on specific employers Read Vault Student/Alumni Surveys for the inside scoop on colleges and grad schools