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Vault Message Board: Investment Management

Topic Name: Sales Assistant to FA
Message Name: Which Path?
Date Posted: 11/03/2006
Message: I've got 7 years of Sales Assistance experience (5 with Private Client/Brokerage and 2 with Institutional/Money Manager). I'm graduating with my MBA in 6 weeks in LA, and I'm 24. Would you recommend an FA program? I have received a lot of training and know how to be a Sales Assistant. However, the risk of taking the jump into being an FA is intense. I'm thinking about seeking out an FA who is looking for a Jr. Broker. Any thoughts? If an FA program is advisable, what is the best program people have found?

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