Vault Message Board: Financial Services, Insurance & Commercial Banking

Topic Name: Lapsed NASD licenses Message Name: 1070(e) exemption success Date Posted: 12/01/2006 Message: Has anyone ever had success applying for an NASD 1070(e) exemption for the reinstatement of their NASD licenses after the two year grace period is up? Post a Reply to this Message  || Go to the Financial Services, Insurance & Commercial Banking Vault Message Board